Guidance on mental capacity matters

Expert legal guidance on mental capacity matters

Making decisions about your life, property, or welfare can be challenging when mental capacity is in question. Whether you’re facing a temporary issue, or a lifelong condition, we are here to provide expert legal support.

Our expertise in mental capacity matters

With decades of experience in mental capacity law and recognition from leading legal directories, we ensure your rights and best interests are safeguarded every step of the way.

 

What is mental capacity?

Mental capacity refers to your ability to understand information, evaluate it, and make decisions about your life. It includes not only your ability to make decisions but also to communicate them effectively, whether verbally, in writing, or through other means. The concept is a cornerstone of the Mental Capacity Act 2005, which provides the legal framework for determining and supporting capacity in England and Wales.

Understanding mental capacity

To have mental capacity, you must be able to:

  1. Understand the relevant information about the decision you are making.
  2. Retain the information long enough to consider it.
  3. Weigh up the information to assess the potential outcomes.
  4. Communicate your decision in any way, whether through speech, writing, or non-verbal methods.

If any of these criteria cannot be met due to a condition or impairment, an individual may be deemed to lack capacity for that particular decision.

Conditions that may affect capacity

Mental capacity can be affected by various factors, including:

  • Age-related illnesses such as dementia or Alzheimer’s disease.
  • Learning disabilities that impact comprehension or communication.
  • Brain injuries resulting from accidents or medical conditions.
  • Mental health disorders that impair judgement or decision-making.
  • Temporary conditions, such as the effects of medication, severe stress, or substance use.

It’s essential to note that mental capacity is decision-specific. This means that a person may be capable of making some decisions but not others. For instance, someone might manage their day-to-day expenses but lack the capacity to make complex financial or legal arrangements.

The presumption of capacity

Under the Mental Capacity Act 2005, everyone is presumed to have capacity unless there is evidence to suggest otherwise. This principle ensures that individuals are not unfairly treated or excluded from decision-making simply because they have a diagnosis or condition that might affect their mental capacity.

When capacity is in doubt

When there are concerns about someone’s ability to make decisions, a formal mental capacity assessment may be required. This assessment must focus on the specific decision in question and take into account the individual’s circumstances, condition, and level of understanding.

 

Anthony Gold Solicitors work closely with clients, families, and healthcare professionals to navigate these assessments, ensuring they are fair, thorough, and conducted in line with the law.

Fluctuating & decision-specific capacity

Mental capacity is not a fixed state; it can vary over time and depend on the type of decision being made. This principle, embedded in the Mental Capacity Act 2005, ensures that individuals are assessed based on their specific situation and not treated as lacking capacity across all areas of their life.

What is fluctuating capacity?

Some conditions, such as mental health disorders, brain injuries, or neurological illnesses, may cause a person’s capacity to fluctuate. For example:

  • A person might have the capacity to make decisions about their daily care but struggle with managing complex financial matters.
  • Someone recovering from a head injury might regain the ability to make certain decisions as their condition improves.

Recognising this variability is crucial, as it avoids unnecessary restrictions on an individual’s rights while ensuring they receive support when they need it.

What is decision-specific capacity?

Mental capacity is always assessed with a particular decision in mind. For example:

 

  • A person may lack capacity to create a legal Lasting Power of Attorney (LPA) but still have the ability to decide on their living arrangements.
  • Similarly, they might be unable to manage large sums of money but capable of handling small, day-to-day expenses.

 

This decision-specific approach ensures assessments are fair and tailored, recognising an individual’s strengths and limitations.

Importance of tailored legal support

When mental capacity fluctuates or is limited to specific decisions, it can create legal and emotional challenges for individuals and their families. In such cases:

 

  • Clear guidance is needed to identify when support or intervention is necessary.
  • Legal professionals must ensure that decisions made on behalf of the individual are in their best interests and respect their rights as much as possible.

 

At Anthony Gold Solicitors, we work to support clients facing fluctuating or decision-specific capacity issues. Whether you need advice on navigating these complexities or representation in legal matters such as capacity disputes or Court of Protection applications, our team provides expert, empathetic assistance.

The role of the Mental Capacity Act 2005

The Mental Capacity Act 2005 (MCA) is the key piece of legislation governing mental capacity in England and Wales. It provides clear guidance on assessing capacity, making decisions on behalf of someone who lacks it, and protecting their rights.

We work within the framework of the MCA to ensure that every decision respects the dignity, autonomy, and best interests of the individual.

Key principles of the Mental Capacity Act 2005

The MCA is built on five guiding principles:

  1. Presumption of capacity: Every adult is presumed to have capacity unless proven otherwise. A diagnosis or condition does not automatically mean someone lacks capacity.
  2. Ability to make unwise decisions: Individuals are entitled to make decisions others may view as unwise or unconventional, provided they understand the consequences.
  3. Support to make decisions: Every effort must be made to provide the individual with the information, tools, and time needed to make their own decisions.
  4. Best interests: If a person lacks capacity, any decisions made on their behalf must prioritise their best interests, considering their wishes, feelings, and cultural or personal values.
  5. Least restrictive option: Any intervention must aim to limit the person’s rights and freedom as little as possible while achieving the desired outcome.

Two-stage test for assessing capacity

The MCA outlines a structured process for determining whether someone has capacity to make a specific decision:

Stage 1: Diagnostic stage:

  • Is there an impairment or disturbance in the functioning of the person’s mind or brain (e.g., due to dementia, a learning disability, or mental illness)?
  • If no impairment is identified, the person cannot be found to lack capacity.

Stage 2: Functional stage:

If there is an impairment, can the individual:

  • Understand the relevant information about the decision?
  • Retain the information long enough to make a decision?
  • Weigh up the information to consider options and consequences?
  • Communicate their decision in any way?

 

If the individual cannot meet these criteria, they may be deemed to lack capacity for that specific decision.

Protecting & empowering individuals

The MCA doesn’t just establish how to assess capacity; it also aims to empower individuals to make decisions wherever possible. It ensures they receive the support they need, such as:

  • Simplified explanations or visual aids for understanding information.
  • Extra time to consider their options.
  • Assistance from interpreters or specialists where communication barriers exist.

How we support clients with the MCA

At Anthony Gold Solicitors, we ensure the principles of the MCA guide every step of our work. We’re here to provide practical and compassionate legal guidance, whether you need advice on:

 

  • Understanding the two-stage test,
  • Preparing for a capacity assessment,
  • Supporting a loved one with fluctuating or limited capacity,

Assessing mental capacity

When mental capacity is in question, a formal assessment is often needed to determine whether an individual can make specific decisions. This process, guided by the Mental Capacity Act 2005, ensures decisions are made in a way that respects the individual’s autonomy while providing necessary protections.

Importance of capacity assessments

Capacity assessments play a vital role in safeguarding individuals and their interests. They:

 

  • Confirm whether a person can make a particular decision.
  • Ensure that appropriate support is provided if capacity is lacking.
  • Help avoid disputes or misunderstandings among family members, carers, and professionals.

 

We work closely with clients and their families to navigate this process, offering clear guidance and practical assistance.

Two-stage test in action

Capacity assessments must follow the two-stage test outlined in the Mental Capacity Act:

  • Is there an impairment or disturbance in the functioning of the mind or brain?

This could include conditions such as dementia, brain injury, or a mental health disorder.

  • Does this impairment mean the individual cannot make the decision in question?

The assessor will evaluate the person’s ability to:

  • Understand the relevant information.
  • Retain the information long enough to decide.
  • Weigh up the information to consider the pros and cons.
  • Communicate their decision, whether verbally, in writing, or using non-verbal methods.

Who conducts a capacity assessment?

A capacity assessment must be carried out by someone qualified and experienced in dealing with mental capacity issues. This could be a medical professional, such as a GP or psychiatrist, or a legal expert, depending on the type of decision being assessed.

 

Our solicitors at Anthony Gold have extensive experience preparing instructions for capacity assessments. We ensure that assessors have all the necessary details, providing a thorough and fair evaluation tailored to the specific decision at hand.

Outcomes of an assessment

If a person is deemed to lack capacity, any decision must be made on their behalf by:

 

  • An Attorney (appointed under a Lasting Power of Attorney).
  • A Deputy (appointed by the Court of Protection).
  • Another authorised person, always acting in the individual’s best interests.

 

If disputes arise, we can help resolve them through negotiation or, where necessary, represent you in the Court of Protection.

How can we help when assessing mental capacity?

Our team of experienced solicitors provides comprehensive support during the assessment process. We can:

 

  • Prepare detailed instructions for the assessor to ensure clarity and fairness.
  • Help you understand the assessment process and its implications.
  • Advise on next steps if capacity is found to be lacking.

 

Whether you are arranging an assessment for a loved one or addressing a complex legal matter where capacity is in question, Anthony Gold Solicitors offer the expertise and sensitivity you need.

Decision-making when capacity is lacking

When an individual is found to lack the capacity to make a particular decision, the responsibility to act in their best interests falls to others. This process must adhere to the principles of the Mental Capacity Act 2005, ensuring the individual’s dignity, preferences, and welfare are prioritised.

Who makes decisions on behalf of someone lacking capacity?

When capacity is lacking, decisions may be made by:

 

  • An Attorney: Appointed under a Lasting Power of Attorney (LPA) to handle financial, property, or welfare decisions.
  • A Deputy: Appointed by the Court of Protection to manage ongoing affairs when no LPA is in place.
  • Other Professionals or Family Members: For specific decisions that do not require formal legal appointments.

 

These decision-makers are legally bound to act in the individual’s best interests and must consider their past and present wishes, feelings, beliefs, and values wherever possible.

The best interests principle

The Mental Capacity Act requires all decisions made on behalf of someone lacking capacity to prioritise their best interests. This involves:

 

  1. Considering all relevant circumstances, including the person’s known wishes and feelings.
  2. Involving the individual as much as possible in the decision-making process.
  3. Avoiding assumptions based solely on their age, appearance, or condition.
  4. Considering the least restrictive option to maximise the person’s rights and freedoms.

 

For example:

  • Choosing a care arrangement that aligns with the individual’s cultural or personal preferences.
  • Making financial decisions that secure their long-term stability without unnecessary risk.

Disputes & challenges

Sometimes, disagreements arise about what constitutes a “best interest” decision, whether between family members, carers, or professionals. Common disputes include:

 

  • Decisions about medical treatment or care arrangements.
  • Conflicts over the management of finances or property.
  • Disagreements about the appointment of a Deputy or Attorney.

 

Anthony Gold Solicitors are experienced in resolving such disputes through mediation, negotiation, or, when necessary, representation in the Court of Protection.

How we can support you when capacity is lacking

When capacity is lacking, decision-making can be both legally complex and emotionally challenging. Our team can:

 

  • Advise Attorneys and Deputies on their legal responsibilities.
  • Help families and carers navigate disputes over best interest decisions.
  • Represent you in applications to the Court of Protection for decisions or appointments.
  • Offer practical support during highly sensitive situations, ensuring the individual’s needs and rights are at the forefront.

 

Whether you’re facing a one-off decision or managing ongoing responsibilities, Anthony Gold Solicitors are here to guide you with expert advice and compassionate care.

Why trust us with matters related to mental capacity?

Navigating mental capacity issues can be daunting, whether you’re dealing with assessments, disputes, or Court of Protection matters. At Anthony Gold Solicitors, we offer expert legal guidance tailored to your unique situation. Our dedicated team is recognised as a leader in this field, providing compassionate support to individuals, families, and professionals.

Expertise in Court of Protection matters

Anthony Gold Solicitors have earned rankings in Legal 500 and Chambers and Partners for excellence in Court of Protection cases. Our team is praised for their diligence, attention to detail, and commitment to achieving the best outcomes for clients. Highlights of our expertise include:

 

  • Handling complex welfare and financial-related litigation.
  • Supporting high-profile personal injury and clinical negligence cases involving individuals who lack capacity.
  • Managing international cases involving the protection of vulnerable individuals.

 

Key members of our team, such as David Wedgwood, Alexandra Knipe, and Emma Tante, bring years of experience and a proven track record in resolving the most challenging cases. From receiving referrals from the Official Solicitor to advising local authorities, we are trusted by professionals and families alike.

Words from our clients

I have trusted the advice and services of Anthony Gold for 13 years. Always prompt and professional. I would strongly recommend their services.

Our Client

The court of Protection team went above and beyond. My wife and I were delighted with their conscientious work ethic and their availability at all times. Not to mention their professional and knowledgeable attitude. We are eternally grateful to the entire team.

Mark Dodson

Anthony Gold Solicitor’s legal team are excellent. They are very professional, hard working, attention to details, very organised, well prepared for the case. They are also very courteous and try to help us achieve our objectives.

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Mental Capacity Matters: FAQs

What role does the Court of Protection play in mental capacity matters?

The Court of Protection oversees decisions for individuals who lack capacity, including appointing Deputies, resolving disputes, and authorising decisions that require legal approval. It ensures decisions are made in the person’s best interests, balancing protection with their rights and freedoms. Anthony Gold Solicitors frequently represent clients in the Court of Protection to secure fair outcomes.

What are the steps to appoint a Deputy through the Court of Protection?

To appoint a Deputy, you must submit an application to the Court of Protection, including detailed information about the person who lacks capacity and the type of decisions they need help with. The court will review the application and decide whether to issue a Deputyship Order. Our solicitors can handle the entire process, ensuring your application meets all legal requirements.

What should I do if I disagree with a mental capacity assessment?

If you believe a mental capacity assessment is inaccurate or unfair, you can challenge it. This may involve seeking a second assessment from another professional or resolving the issue through the Court of Protection. Our experienced team at Anthony Gold Solicitors can advise on the best steps to take and represent you if legal action is required.

What happens if someone is found to lack capacity for a decision?

If a person is deemed to lack capacity, decisions about the specific matter must be made on their behalf, usually by an Attorney or Deputy. These decisions must align with the individual’s best interests and comply with the Mental Capacity Act 2005. If no Attorney or Deputy is in place, the Court of Protection may be required to appoint one.

Who is qualified to carry out a mental capacity assessment?

A mental capacity assessment can be conducted by a professional with the relevant expertise, such as a doctor, psychiatrist, or social worker, depending on the decision in question. For complex legal or financial matters, solicitors may instruct specialists to ensure the assessment is thorough and legally sound. At Anthony Gold Solicitors, we can guide you in identifying the right professional for your specific needs.